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Contents:
CHAPTER 12: BODY,
SOUL AND THE SPIRITUAL UNCONSCIOUS
Body and Soul
Virtual Presence
Maritain's Diagram
The Spiritual Unconscious
The Sympathy
and Symphony of the Forms
Body and Soul
The ultimate test case for any conception of matter is how it explains the relationship
between the body and the spiritual soul. We have already met some of the principles that
St. Thomas employed to explain this relationship. One of them, the unicity of the human
substantial form, embroiled him in a great deal of conflict before and after his death.
(1) Unlike some of his contemporaries, he insisted there were no distinct vegetative or
animal souls that remained after the infusion by God of the spiritual soul. If vegetative
and animal souls remained formally present, he argued, then the unity of the human being
would be destroyed, for the substantial form is the principle by which something exists
and acts, and if something had two such principles, it would be two beings.
But this does not mean that we have to conceive of the human soul as directly informing
prime matter in order to safeguard the unity of the human being. Norbert Luyten and Norris
Clarke have already pointed out the role that the Thomist idea of virtual presence plays
in such a case, and we have seen a concrete example of it in Maritain's description of the
development of the embryo. The vegetative and sensitive souls are retained in a very real
way, but virtually, not formally. We will have to look more closely at this in a moment.
But first we need to examine a radical Carlo-like view of the relationship of the body and
the spiritual soul.
If matter is but a potency to substantial existence, why can't we say that the human
spirit itself, since we are calling it a spiritual being in potency, possesses matter as a
dimension of its own being? Then matter would spring forth as an expression of the lack of
intensity of the being of the human spirit. Then there would be no body as an independent
principle, but only the human spirit as manifesting itself as a body. Then the body would
be the human spirit in its low intensity of being as a spiritual form expressing itself in
matter, space and time. Wouldn't this be an explanation for St. Thomas saying that the
body doesn't contain the soul, but the soul contains the body? Then our souls exist with a
capacity to exist, which is matter, itself, and the whole of material creation is like a
rainbow manifesting this potentiality of the human spirit in matter, space and time.
There is a certain seductiveness to this view. But if we embraced it, we would be open
to the objections of those who felt - mistakenly, I think - that Carlo had eliminated any
positive reality to essence and to matter, and we had just done the same to the human body
and, indeed, to all material creation. There are significant flaws in such a radical
reduction of body to soul. The human spirit does possess a very basic kind of potency, for
it is the only spiritual form which does not immediately activate itself. But this is not
the potency of matter which St. Thomas described as a potency to place, or a potency to
substantial existence. The human soul as a spirit does not possess that kind of potency,
and thus, does not have matter as part of its intrinsic makeup. It has existence above the
critical threshold that divides matter and spirit so it can never lose it. It does possess
a passivity of its faculties, and thus, in a very real way, of its being as a spirit. And
so, pushing our language a bit, we can say it is a spiritual being in potency, but this
potency is not the potency of matter, but more precisely, the potency of the human
faculties like the intellect and will.
Matter, therefore, cannot be directly reduced to the human spirit as a negation or lack
of intensity of the spirit, itself. Matter in the sense of material creation has a
wonderful richness and beauty to which we must give a positive meaning. It is a certain
expression of what it means to exist. Thus, it cannot be reduced to the potency of the
human spirit so that we can say the human spirit, as spirit, manifests itself as body.
Material creatures have substantial forms, and thus, substantial existences. The soul does,
indeed, contain the body, but not in the sense that the body is only an expression of the
soul's capacity to activate itself. In the example of human embryological development the
embryo existed with a substantial vegetative soul, and then, with a substantial sensitive
soul before it existed with a spiritual soul. While these lesser souls could be subsumed
in the spiritual soul, they had their own positive reality.
These clarifications still leave us very far from the kind of dualism that has
dominated so much of modern thought, and is now passing from the scene. Joseph Donceel in
an article, "Immediate Animation and Delayed Hominization," gives several
examples of this anti-dualistic trend in modern Catholic thought.
Edward Schillebeeckz, for example, writes: "Man is not a closed interiority which
afterwards, as in a second stage, would incarnate itself in the world through bodyliness.
The human body as such belongs indissolubly to man's subjectivity. The human I is
essentially in and with the things of the world. He is with himself, he is a person only
when he is with other things, especially with other persons... The body does not refer to
a soul which lies behind it, it is not a sign of the spirit, but this interiority itself
made visible." (2)
And Karl Rahner asserts: " ... that which I experience as the bodyliness of a man
is already the reality of the soul, extraposed in that mysterious something, which we know
only from metaphysics, which the Scholastic, Thomistic philosopher calls prime matter. The
body is already spirit, considered in that aspect of its self-realization in which the
personal spirit gives itself away in order to encounter directly and tangibly that which
is distinct from it. Hence corporeity is not something which is added to spirituality, but
it is the concrete existence of the spirit itself in space and time." (3)
These passages stand in rather strong contrast to some of the ways in which the
body-soul relationship was expressed by earlier Catholic thought. Even the great 19th
century dogmatic theologian, Matthias Scheeben, could write: "The material body,
which in itself is a mass without unity, life, or movement, is held together in coherence,
endowed with life, and moved by the spirit as the principle that unifies, animates, and
moves. But by its union with matter the spirit forfeits Its purely spiritual independence
to a certain extent, and even incurs a sort of slavery to matter. Matter prevents the
spirit from beholding itself in its spiritual essence, and in general from enjoying the
intuition of purely spiritual things. It forces the spirit to direct its spiritual
activity to objects on hand within the realm of matter, to things of sense, yet does not
thereby upset the independence and spirituality of this activity." (4)
Just how, then, should we conceive the relationship between the body and the soul? The
soul does not immediately grasp its own nature in knowledge and love. But this is not
because its union with the body prevents it. Quite the contrary. The human soul is united
to the body precisely so it can activate and develop itself. We could say that its
passivity and potency allow and demand that it be united to the body.
Virtual Presence
Let's return to the question of virtual presence. When in the process of the
development of the human embryo the vegetative soul is replaced with a sensitive one, and
it, in turn, is replaced by a spiritual soul, the previous soul cannot remain as a
substantial form, i.e., as the very principle by which the being exists and acts. But it
can and does remain virtually. Its whole being remains though being is not a good word -
but stripped of its former autonomy. It is taken up into a larger and deeper being, and it
exists within that new being with the existence of that being. If substantial change in
general can be looked at as a movement from one mode of being to another within the
context of existence, then virtual presence means the subordination of existence and
action of one being to another. Material natures, because of their fundamental potency to
substantial existence, can be subsumed by other material beings and live a higher and
deeper life in virtue of that subordination. Lower forms become animated from within by
higher forms because not only are both principles of existence, and driven to achieve
their own natures, but they are also driven to surpass their own natures by subordinating
themselves to other beings so that existence, itself, as it were, can be served in a
higher way. Ultimately the existence that is to be served is that of the human soul. The
universe exists in the simplest forms in the very beginning of time. This is not an
accident, but an expression of the intrinsic nature of matter. Elementary particles serve
atoms which, in turn, serve molecules, which serve living bodies, and so forth. But it is
only in this way that the higher beings can exist, and thus we can say that the lower
material beings exist for the higher ones, and the whole universe exists for the human
soul, as St. Thomas indicated.
Maritain's Diagram
In 1952, Maritain gave the A.W. Mellon lectures in the fine arts at the National
Gallery of Art in Washington, D.C., and strange as it may seem, he provided there a way
for us to draw together many of the metaphysical themes we have been seeing in these last
chapters. (5) His help comes in the form of reflections on the emanation from the human
soul of its various powers.
"As soon as the human soul exists, the powers with which it is naturally endowed
also exist, of course, though with regard to their exercise, the nutritive powers come
first... and then the sensitive powers, and then the intellective powers. But at the very
instant of the creation of the soul, there is an order - with respect not to time but to
nature -in the way in which they flow or emanate from the essence of the soul. At this
point St. Thomas states that with respect to this order of natural priorities, the more
perfect powers emanate before the others, and he goes on to say (here is the point in
which I am interested) that in this ontological procession one power of faculty proceeds
from the essence of the soul through the medium or instrumentality of another -
which emanates beforehand. For the more perfect powers are the principle or raison
dêtre of others, both as being their end and as being their "active
principle," or the efficacious source of their existence. Intelligence does not exist
for the senses, but the senses, which are, as he put it, "a certain defective
participation in intelligence," exist for intelligence. Hence it is that in the order
of natural origin the senses exist, as it were, from the Intellect, in other words,
proceed from the essence of the soul through the intellect.
"Consequently, we must say that imagination proceeds or flows from the essence of
the soul through the Intellect, and that the external senses proceed from the essence of
the soul through imagination. For they exist in man to serve imagination, and through
imagination, intelligence." (6) And he draws a diagram to illustrate this process of
emanation.
We will return to this diagram in a moment. For now it suffices to see that the
intellect gives birth to the imagination which, in turn, gives birth to the senses, and
all this is quite the opposite of how we tend to imagine it, for we suppose that the
imagination builds on the senses and, in turn, is the foundation for the intellect. This
diagram actually illustrates the idea of virtual presence very well, and how the soul
contains the body. When the vegetative soul is replaced by the sensitive soul which, in
turn, is replaced by the spiritual soul, each succeeding soul is wider and deeper than
what preceded. Each soul lives, as it were, within the next, not formally but virtually.
We can, therefore, reformulate Maritain's diagram as follows:
We can see that the substantial unity of the human soul is preserved. Maritain
indicated this when he said: "For the more perfect powers are the principle or raison
d'être of others, both as being their end and as being their "active
principle," or the efficacious source of their existence."
Some supplementary clarifications are necessary, as well. The lower powers as in
Diagram 1, or the lower forms or souls, as indicated in Diagram 2 are, indeed,
subordinated to the higher ones, but this deprivation of autonomy is compensated for by
their existing in a higher way in virtue of their virtual presence in the higher form. The
human imagination, for example, because of its animation from within by the intellect, has
a different and more refined character than a purely animal imagination that is not
animated in that way.
The transformation of the lower power, or soul, is a transformation in root, or
principle, but it is not yet an actually achieved transformation. This animation of the
lower by the higher has as its ultimate purpose the activation and realization of the
higher, which is precisely why it has subsumed the lower as the seed of its own
realization. The human intellect, for example, is in potency, and needs the senses and
imagination in order to actually know. There is, then, a certain symbiosis in the
universe. The higher beings subsume the lower, and in the process transform them and lift
them to a higher level of being while transforming themselves.
The Spiritual Unconscious
The phrase spiritual unconscious was coined by Maritain to express one of his major
insights, an insight that grew out of the impact of the psychological discovery of the
unconscious, and Maritain's own explorations of the nature of the creative process in art
and poetry, as well as the subjective requirements of metaphysical insight. (I have
explored in detail the genesis of this idea in Maritain's thought, and the primordial role
it plays in it in Mysticism, Metaphysics and Maritain.)
Just what this spiritual unconscious means is best expressed in Maritain's diagram that
we have just been looking at. The original diagram was more complicated than our version
of it and looked like this:
The bases of the cones represent where those cones enter into consciousness. We see a
conscious world of concepts and reasoning, another of images, and a third of sensation.
The vast volumes of the cones represent the unconscious. There is not only a Freudian
unconscious of repressed material, but a spiritual unconscious - a modern equivalent to
the center of the soul known by the medieval mystics and philosophers, but not formally
reflected upon.
If we redraw our adaptation of Maritain's diagram it will now took like this:
The volume of the largest outer cone, which represents the human soul, can be called the
spiritual unconscious in a special way. The base of the cone is the conscious world of
intellect and will, which is now seen to rest on a whole inner universe.
But what has this to do with our search for the philosophical foundations to
nonlocality, morphic resonance and synchronicity? That goal seems to have been lost under
a relentless flow, however necessary, of Thomist philosophy. Yet, in actual fact, with
this diagram we have begun to arrive at our goal. In virtue of our spiritual souls
informing our bodies, in virtue of the spiritual unconscious which in some mysterious way
informs our bodies and thus in some way the universe, we can be said to be united with the
whole universe. It has given birth to us, and we have taken it into ourselves. The
universe, in virtue of matter, is a communion of beings, and the human soul is the sea in
which they swim.
The Sympathy and Symphony of the Forms
This last diagram illustrates the hierarchy of material beings and their
interconnectedness. But action follows being. Therefore, there must be a hierarchy of
action, and even, we could say, a hierarchy of the actions that lead to
interconnectedness.
Material beings have that special potency we are calling matter that is the root that
allows their interconnectedness. They are, in a certain way, in potency to each other in
their very being. Their characteristic action is on one hand their own perfection, and on
the other, substantial change, which is brought about by efficient causality. Substantial
change can be looked at as how material beings communicate with each other. It is a
communion of entitative beings. One thing literally becomes another and ceases to be what
it was. One thing causes, or gives, being, or takes away being from another. In short,
material beings physically interact with each other. They transmit and receive their very
forms to and from each other by a literal information that we have come to know under the
heading of virtual presence and substantial change.
The human form shares in this kind of action and communion to a certain degree because
it informs the body and literally takes possession of the previous forms, i.e., becomes
the substantial form of that living organism. But the human form is also a spiritual
being. It has that fundamental relationship and openness and receptivity to its own
substantial existence that will never allow it to lose that existence. The literal
information that is the way of communion among material forms is not suited to a spiritual
being. The human soul, to the degree that it rises above matter, shares in another kind of
information.
Literal entitative information means that one material creature becomes another at the
price of its own substantial form and existence. In this new way of information one being
becomes another precisely as other without losing its own being. Therefore, this becoming,
this new kind of existence, cannot be a question of entitative existence. Here we return
to the esse intentionale, or intentional existence, that we saw Norris Clarke
talking about in Chapter 10. This is the kind of existence that must be posited if genuine
knowledge exists. The word knowledge has become so shopworn that it hides from us the fact
that it is a kind of superexistence in which the knower becomes the thing known. When we
know a stone or a tree, they are not entitatively present in our minds, yet if they were
not somehow truly present in their very being, we would have no genuine knowledge of them
whatsoever.
"Another kind of existence must, then, be admitted; an existence according to
which the known will be in the knower and the knower will be the known, an entirely
tendential and immaterial existence, whose office is not to posit a thing outside
nothingness for itself and as a subject, but, on the contrary, for another thing and as a
relation. It is an existence that does not seal up the thing within the bounds of its
nature, but sets it free from them." (7)
We met another kind of intentional existence when Maritain described how the
chisel of Michelangelo was directed by the virtue of his art which passed through it - not entitatively - and directed its motion that led to the creation of the statue. There is
nothing in the chisel as a physical object that can account for the beauty of the statue.
A higher causality, "a causality superordered to it," moves through it, which is
a certain intentional existence which, while it is not the esse intentionale of
intellectual knowledge, is akin to it. Maritain writes:
"We think it would be of great interest to philosophers to study the role that esse
intentionale plays in the physical world itself, wherein there undoubtedly arises
from such existing, that sort of universal animation whereby motion puts into bodies more
than they are, and colours the whole of nature with a semblance of life and feeling
undoubtedly derived from it." (8)
In virtue of its informing power the human soul literally and entitatively informs the
body, which is the finest and final fruit of the process of evolution. Thus, it informs
and animates from within the elements, the molecules, and the vegetative and animal
dimensions of the body. But the human form, precisely as a spiritual form, has an even
more intimate way of communing with material forms. It can know them. In virtue of its
spiritual nature expressed in its agent or illuminating intellect, which is the very
spiritual power of the soul, itself, the human spirit bathes material beings in a
spiritual light and allows them to exist for it as objects to be known, to exist with an
intentional and relational existence which allows it to know them as they are.
There is, therefore, an information or communion, or sympathy of the forms in virtue of
which the human soul literally informs material form. But there is a more powerful
information in which the material forms become present to the soul in their intentional
existence so that they can become truly one with it by being known by it. Both of these
informations are driven by the same goal, which is the creation and activation of the
human universe.
These long metaphysical excursions that have occupied us in Part IV have brought us to
the foundations of a Thomist view of the interconnectedness of the universe, and now we
are faced with the challenge of returning to our three scientific themes to see if these
tools which we have fashioned can help us penetrate into them more deeply, and whether
these explorations, in turn, can help us refine our philosophical tools.
A final diagram will prepare us for an attempt to create a philosophical explanation of
nonlocality, morphic resonance and synchronicity.
The center of the circle represents the first moment of creation. Each circle of cones
of the same size represents a distinct stage in the evolution of the universe. First comes
the basic elements, then vegetative life, animal life, and finally, human beings.
If we limit our explanation of the universe to material and efficient causes, our
explanation will be deficient. We will be compelled to try to explain the more complex and
conscious stages of the universe by its more elementary ones. The end result will be a
reductionism that cannot take account of all that is most distinctive about it. The stone
is made the explanation of the cathedral. Biology and psychology are nothing but physics
in disguise. The intricate order the universe manifests is caused by random mutations and
the survival of the fittest.
This kind of universe, far from being scientific, is a distortion of what is actually
in front of our eyes. Posit formal and final causes and the whole picture changes. The
universe from its very beginning is precisely a universe, and a human universe. It is of
the nature of all material beings to be related to each other and to come together to
create a whole. The higher beings emerge from the lower, who then become virtually present
within them, but this emergence is of a more complex and conscious whole that cannot be
fully explained in terms of the elements that make it up. |
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